Need AFSL
licensing?

Our licensing service gives advisors the ability to take control of their business and their revenues.

Stop paying away upwards of 50% of your hard earned revenue to a broker or dealer group for ‘so-called’ support and ancillary services.

Let our experienced licensing team help grow your business.

Please register your interest below

Key Benefits

✓ Nil set-up fees
✓ No bond requirement
✓ Fewer product restrictions than normal broker arrangements
✓ Freedom to choose service providers (Brokers, CMA, insurers, Etc.)
✓ Client ownership remains with the advisor
✓ Professional indemnity insurance is covered by Finexia Securities
✓ Low compliance burden
✓ Legal documentation such as the FSG is provided by Finexia Securities
✓ Branded solutions available
✓ Competitive brokerage rates through our network of ASX partners
✓ Access to a wider distribution network for corporate deals and flow
✓ Access to prime broking facilities
✓ Dedicated team available to assist with a seamless migration

Why Choose Finexia?

Becoming a representative on the Finexia Securities Australian Financial Service Licence (AFSL) affords the prospective representative an agnostic solution where they are free to choose the service providers of their choice, and utilise a breadth of products in order to tailor the best fit solution for their clients, without being forced to push ‘house’ products.

Commercial Terms

All business revenue such as brokerage, management fees, trails, handling fees, placement fees, corporate advisory fees, financial plan fees and SOA’s are paid directly to Finexia Securities as the AFSL licensee.

We do all the accounting for the aforementioned revenue, removing a layer of administration from your business.

We offer rebates monthly to the representative via RCTI and direct credit into your nominated bank account.

A competitive fee structure.

Fees are reviewed annually.

Minimum term: 12 months. Extended terms are available.

Licensing (AFSL) Scope

✓ Retail and wholesale clients
✓ Dealing and advising in securities and derivatives
✓ Deposit products
✓ Margin lending
✓ Insurance and risk products
✓ Fixed interest and bonds
✓ Managed investment schemes including IDPS
✓ Offshore equities and fund structures